Notes

A news scan found the headline about CONVEX research. This research is for information only and does not include real-time trade quotes, which are prices at which a security can be bought or sold. The research started on 2026-09-14 at 10:16:03.079246 UTC. A dataset of stock prices, called stock-bars, was retrieved with a status code of 200, which means the retrieval was successful. The data cutoff was 2026-09-14 at 09:56:03.079246 UTC. The dataset included prices for two stocks: MLKN and ZUMZ. For MLKN, the prices on 2026-09-10 were: close price, which is the final price of the day, was 20.8, high price was 21.955, low price was 20.72, the number of trades was 9443, open price, which is the starting price of the day, was 21.45, the time was 2026-09-10 at 04:00:00 UTC, the volume, which is the number of shares traded, was 680072, and the volume-weighted average price, which is a measure of the average price of all trades, was 20.920025. On 2026-09-11, the prices for MLKN were: close price was 21.19, high price was 21.4, low price was 20.83, the number of trades was 9247, open price was 21.24, the time was 2026-09-11 at 04:00:00 UTC, the volume was 610758, and the volume-weighted average price was 21.211779. For ZUMZ, the prices on 2026-09-10 were: close price was 16.71, high price was 17.515, low price was 16.37, the number of trades was 8124, open price was 17.48, the time was 2026-09-10 at 04:00:00 UTC, the volume was 436755, and the volume-weighted average price was 16.798476. On 2026-09-11, the prices for ZUMZ were: close price was 14.55, high price was 14.58, low price was 13.84, the number of trades was 15736, open price was 14.07, the time was 2026-09-11 at 04:00:00 UTC, the volume was 1230949, and the volume-weighted average price was 14.23859. Another dataset of option prices, called option-bars, was also retrieved with a status code of 200. This dataset included prices for the option ZUMZ261016P00015000. On 2026-09-10, the prices for this option were: close price was 0.9, high price was 0.9, low price was 0.85, the number of trades was 2, open price was 0.85, the time was 2026-09-10 at 04:00:00 UTC, the volume was 11, and the volume-weighted average price was 0.895455. On 2026-09-11, the prices for this option were: close price was 1.35, high price was 1.35, low price was 1.35, the number of trades was 1, open price was 1.35, the time was 2026-09-11 at 04:00:00 UTC, the volume was 10, and the volume-weighted average price was 1.35. The research ended on 2026-09-14 at 10:16:03.953783 UTC.

A news scan found the headline about a GIS frozen September 23 event option outcomes, which is for research only. The event started on 2026-09-14 at 10:16:03.198883 and ended at 10:16:03.522421. This is a CONVEX research, meaning a type of financial analysis, and the trades are delayed and not executable quotes. The stock bars data shows that the stock GIS had a price of 35.96 on 2026-09-10 and 35.85 on 2026-09-11, with volumes of 9646490 and 7631615 respectively. The option bars data shows that the option GIS261016P00032500 had a price of 0.5 on 2026-09-10 and 0.48 on 2026-09-11, with volumes of 123 and 116 respectively, and the option GIS261016C00040000 had a price of 0.38 on 2026-09-10 and 0.39 on 2026-09-11, with volumes of 221 and 121 respectively.

The fund is for supply research only and is not eligible. On 2026-09-14T09:46:05.522397+00:00, the fund used a data source from https://runway.adityaperswal.workers.dev/data/stock-bars, which provides columns for date, close price, prior 20-day average, 50-day simple moving average, 20-day average daily range, signal, and age in days. The fund analyzed the following stocks: FRO with a signal of 1 on 2026-09-11 at 49.210, STNG with a signal of 1 on 2026-09-11 at 84.520, VIST with a signal of 0 on 2026-09-11 at 76.270, SWKS with a signal of 1 on 2026-09-11 at 88.350, CCJ with a signal of 0 on 2026-09-11 at 96.680, HWM with a signal of 0 on 2026-09-11 at 229.610, TEN with a signal of 1 on 2026-09-11 at 47.900, KMT with a signal of 0 on 2026-09-11 at 29.440, BWLP with a signal of 1 on 2026-09-11 at 25.130, and LPG with a signal of 0 on 2026-09-11 at 55.180. The fund also reviewed SEC filings, including a 6-K filing from VIST on 2026-09-08, a 425 filing from SWKS on 2026-09-11, and a 6-K filing from CCJ on 2026-07-31. The ACP primary index is available at https://pancanal.com/en/maritime-services/advisory-to-shipping/. The SEC data source is https://data.sec.gov/submissions/CIK{10digitCIK}.json. The fund monitored ex-dividend dates, but did not capture any trades. The research is for informational purposes only and no orders were placed. The signal column was read, and TEN joint stress and BWLP training were rejected due to R91308. The research ended with 7 out of 7 attempts, but there were unknown errors.

This is a research note from Convex, which includes delayed trade bars that are not executable quotes. The note started on 2026-09-14 at 09:31:12.168349+00:00. It includes stock bars data with a status of 200, and a cutoff time of 2026-09-14T09:11:12.168349+00:00. The data includes information on the following stocks: HITI, ZUMZ, EPM, and HAIN. For example, HITI's stock bar on 2026-09-10 had a closing price of 2.56, a high of 2.605, a low of 2.545, and a volume of 438930. The note also includes option bars data with a status of 200 and a cutoff time of 2026-09-14T09:11:12.168349+00:00. The data includes information on the following options: HITI261016C00002500 and HITI261016P00002500. For instance, HITI261016C00002500's option bar on 2026-09-11 had a closing price of 0.21, a high of 0.25, a low of 0.21, and a volume of 141. The note ended on 2026-09-14 at 09:31:12.699969+00:00.

A fund manager reviewed six names for primary receipts, replacing 205 with an exit code of 0. The fund is called Catalyst Research and its size is 0. The information comes from the PRE91108 archive, last updated on 2026-09-14 at 09:31:12.815318 UTC. The manager looked at several news items, including a headline from TBNnews about Tamboran delivering first gas sales from the Beetaloo Basin on September 8, 2026. Another item was a filing from CNXC on August 14, 2026, which was a SCHEDULE 13G form. The manager also checked the corporate calendar of Tamboran and a blog post from Neovolta about home battery safety on September 9, 2026. Additionally, there was an announcement from Scholar Rock about FDA approval of ISEMBYLD on September 11, 2026. The manager made decisions about stocks, including exiting NEOV on September 22 and planning to exit TBN on September 25. This information comes from seven panels, each with a unique sha code, and the manager advises reading the original information before taking action.

A news scan found the headline 'CONVEX delayed research only'. The stock rows are organized by date, open, high, low, close, and volume. The option rows are organized by date, close, and volume, with an additional column for the number of trades. The data ranges from 2026-09-10 to 2026-09-11. The stock prices for BB were 7.62 and 7.67 on 2026-09-10 and 2026-09-11 respectively. The stock prices for PLAY were 8.07 and 8.14 on 2026-09-10 and 2026-09-11 respectively. The stock prices for SFIX were 2.86 and 2.95 on 2026-09-10 and 2026-09-11 respectively. The stock prices for TCOM were 39.21 and 39.02 on 2026-09-10 and 2026-09-11 respectively. The stock prices for VRA were 3.08 and 3.14 on 2026-09-10 and 2026-09-11 respectively. The option prices for SFIX calls were 0.5 on 2026-09-10 and 0.12 on 2026-09-11.

A fund manager's notes were compiled on 2026-09-14T09:01:21.059568+00:00. The fund is called Catalyst Research, and it has a size of 0. The notes include compact receipts and originate from the PRE91108 archive. The notes are divided into 11 panels, each with a unique sha code, which is a type of digital fingerprint. The panels contain previews of various events and announcements, including SEC filings for HITI and BFRI, earnings reports for Dave & Buster's Entertainment, Inc., and conferences for EGTX. One panel mentions a suspension being lifted by the ITC, which stands for International Trade Commission, on September 1, 2026. The notes also mention specific dates and times, such as September 10, 06:00 UTC, and September 15, 12:30. The previews are not guaranteed to be up-to-date or accurate, and the originals should be read before taking any action.

The fund is for supply research only and is not eligible. The data is from September 14, 2026. The source of the data is https://runway.adityaperswal.workers.dev/data/stock-bars and it includes columns for the date, closing price, prior 20-day average, 50-day simple moving average, 20-day average daily range, signal, and age in days. The following stocks were researched: FRO with a price of 49.210 on September 11, 2026, STNG with a price of 84.520 on September 11, 2026, VIST with a price of 76.270 on September 11, 2026, SWKS with a price of 88.350 on September 11, 2026, CCJ with a price of 96.680 on September 11, 2026, HWM with a price of 229.610 on September 11, 2026, TEN with a price of 47.900 on September 11, 2026, KMT with a price of 29.440 on September 11, 2026, BWLP with a price of 25.130 on September 11, 2026, and LPG with a price of 55.180 on September 11, 2026. A CIK, or company identifier, is a unique number assigned to a company by the Securities and Exchange Commission. The CIKs for the companies are: VIST with CIK 1762506, SWKS with CIK 4127, CCJ with CIK 1009001, and ALM with CIK 1670061. The primary index for ACP is available at https://pancanal.com/en/maritime-services/advisory-to-shipping/. The SEC, or Securities and Exchange Commission, is a government agency that regulates the stock market. The source of the SEC data is https://data.sec.gov/submissions/CIK{10digitCIK}.json. The monitor for ex-dividend, or a dividend that is paid to shareholders, is 287, but no trade was captured. The age of the data is greater than 4, which means it is stale. Full filings require reading. The research ended with 7 out of 7 attempts, but there were errors. The signal column should be read. The joint stress of TEN and the training of BWLP were rejected with the code R91308. This is for research only and no orders were placed.

The Catalyst fund is currently researching the stocks IONS, MIRM, GIS, and EAT, as well as CAG, with a size of 0. As of September 14, 2026, at 08:31:03 UTC, the fund has noted the following: IONS filed a report with the Securities and Exchange Commission (SEC) on September 4, 2026, which can be found at https://www.sec.gov/Archives/edgar/data/874015/000114036126035802/ef20081690_8k.htm. MIRM filed a report with the SEC on September 8, 2026, which can be found at https://www.sec.gov/Archives/edgar/data/1759425/000175942526000047/mirm-20260902.htm. GIS filed a report with the SEC on July 1, 2026, which can be found at https://www.sec.gov/Archives/edgar/data/40704/000162828026046337/gis-20260701.htm. EAT filed a report with the SEC on August 12, 2026, which can be found at https://www.sec.gov/Archives/edgar/data/703351/000070335126000026/eat-20260810.htm. On September 9, 2026, Barclays maintained an overweight rating on Ionis Pharmaceuticals and lowered its price target to $85. GIS had a conference on September 8, 2026, at 19:00 UTC, which can be reviewed. The fund is waiting for GIS's earnings report on September 23, 2026, at 13:00 UTC, and will review the Q&A session. If GIS's organic cash is strong, the fund will record and validate the results, but if it is weak or absent, the fund will reverify the cash. The fund will not automatically enter a trade and will only review the results on the specified dates. The baseline for GIS's fiscal year 2027 is an EPS of $3.00-3.20 and organic growth of -1.5% to +0.5%, with savings of $750 million. The fund has a frozen paper window from September 16 to September 21 and will review the results on September 23, 2026. EAT will have an investor day on September 17, 2026, from 08:30 to 11:15 CT, and the fund will review the results at 16:30 UTC. EAT will also have an earnings call on October 28, 2026, and the fund will review the results at 16:30 UTC. The fund will verify the full pipelines and early news for all stocks.

The Catalyst fund, which is for research only and has a size of 0, was updated on September 14, 2026, at 08:31:02 UTC. The fund manager reviewed the following SEC filings: CHWY on September 9, 2026, ASO on September 9, 2026, and LOVE on September 10, 2026. The manager also reviewed an 8-K filing from SFIX on July 28, 2026. Additionally, the manager looked at RSS feeds from SAIL on September 9, 2026, KFY on September 9, 2026, and LOVE on September 10, 2026. The manager also checked the FDA website for information on GRAL, which has a meeting scheduled for September 23, 2026. The manager noted that SEC filings may lag behind news and that reviews will be done at 12:30 UTC on September 9 for new morning results, September 10 for LOVE, and September 24 for SFIX after the September 23 AMC. The GRAL panel on September 23 is not for approval. The manager emphasized the importance of strong cash positions, which should be recorded and validated, while weak or early positions should be cashed out and reverified. No automatic orders were placed.

A fund, named catalyst research, has no size and is for research only. It started from the PRE91108 archive. On 2026-09-14 at 07:31:13, a news scan found the headline 'Tamboran Delivers First Gas Sales From the Beetaloo Basin' from TBN news. Another scan found information about CNXC, including a filing date of 2026-08-14 and a form called SCHEDULE 13G, which is a type of report filed with the Securities and Exchange Commission. A corporate calendar from TBN was also found. Additionally, a blog post from NEOV about home battery safety was discovered on 2026-09-09. Scholar Rock announced FDA approval of a drug called ISEMBYLD on 2026-09-11. A decision was made to exit a call for NEOV on September 22 and another decision for TBN on September 25. This information comes from seven panels, each with a unique identifier called a sha, which is a type of digital fingerprint.

A news scan found the following data: CONVEX research only, which refers to a type of investment strategy, showed delayed trade bars, not executable quotes, starting on 2026-09-14T07:31:10.222662+00:00. The data included stock bars with a status of 200, meaning the request was successful, and a cutoff of 2026-09-14T07:11:10.222662+00:00. The data for the stocks EPM, HAIN, HITI, and ZUMZ included information such as the closing price, highest price, lowest price, number of trades, opening price, time, volume, and volume-weighted average price. For example, EPM had a closing price of 3.84 and a volume of 559619 on 2026-09-10T04:00:00Z. The data also included option bars for HITI with a status of 200 and a cutoff of 2026-09-14T07:11:10.222662+00:00. The option bars included information such as the closing price, highest price, lowest price, number of trades, opening price, time, volume, and volume-weighted average price for the options HITI261016C00002500 and HITI261016P00002500. The data ended on 2026-09-14T07:31:10.772752+00:00.