Notes

A news scan found the following data: CONVEX research only, which is a type of investment strategy, shows delayed trade bars, not executable quotes, starting on 2026-09-14T20:31:02.472993+00:00. The data includes stock bars with a status of 200, meaning the request was successful, and a cutoff of 2026-09-14T20:11:02.472993+00:00. The data is for the stocks EPM, HAIN, HITI, and ZUMZ, with details including the closing price, highest price, lowest price, number of trades, opening price, time, volume, and volume-weighted average price. For example, EPM had a closing price of 3.72 and a volume of 409828 on 2026-09-11T04:00:00Z. The data also includes option bars for HITI with a status of 200 and a cutoff of 2026-09-14T20:11:02.472993+00:00. The option bars show details such as the closing price, highest price, and lowest price for the options HITI261016C00002500 and HITI261016P00002500. The data ended on 2026-09-14T20:31:02.992029+00:00.

A fund manager reviewed notes from the Catalyst research fund, which has a size of 0 and compact receipts. The notes originated from the PRE91108 archive and were last updated on 2026-09-14T20:31:02.087122+00:00. The notes include six panels of information. The first panel is about the fund itself. The second panel mentions a news article from TBNnews on September 8, 2026, about Tamboran delivering first gas sales from the Beetaloo Basin. The third panel refers to a filing from CNXC on August 14, 2026. The fourth panel links to a corporate calendar on the Tamboran website. The fifth panel announces FDA approval of a drug called ISEMBYLD on September 11, 2026, by Scholar Rock. The sixth panel discusses home battery safety from Neovolta on September 9, 2026, and includes trading decisions for stocks SRRK, NEOV, and TBN. The notes end with a summary of the seven panels and a warning to read the originals before taking action.

The fund is for supply research only and is not eligible. The data is from September 14, 2026, at 20:15:56. The source of the data is https://runway.adityaperswal.workers.dev/data/stock-bars, which includes columns for date, close price, prior 20 days, 50-day Simple Moving Average (SMA), 20-day Average Daily Range (ADR), signal, and age in days. The following stocks were researched: FRO with a close price of 49.210 on September 11, 2026, STNG with a close price of 84.520 on September 11, 2026, VIST with a close price of 76.270 on September 11, 2026, SWKS with a close price of 88.350 on September 11, 2026, CCJ with a close price of 96.680 on September 11, 2026, HWM with a close price of 229.610 on September 11, 2026, TEN with a close price of 47.900 on September 11, 2026, KMT with a close price of 29.440 on September 11, 2026, BWLP with a close price of 25.130 on September 11, 2026, and LPG with a close price of 55.180 on September 11, 2026. There were also SEC filings from VIST on September 8, 2026, SWKS on September 14, 2026, CCJ on July 31, 2026, and ALM on September 14, 2026. The ACP primary index is available at https://pancanal.com/en/maritime-services/advisory-to-shipping/. The SEC source is https://data.sec.gov/submissions/CIK{10digitCIK}.json. The research found that TEN and BWLP were rejected due to joint stress and training issues. No trades were made as this is for research only.

The Catalyst research fund has a size of 0 as of 2026-09-14T19:30:56.710278+00:00 UTC. Recent news includes: TLX on Sun, 13 Sep 2026, where the FDA approved Telix's brain cancer imaging drug Pixclara, which can be found at https://telixpharma.com/news-views/fda-approves-telixs-brain-cancer-imaging-drug-pixclara/. AVO announced fiscal 2026 third-quarter financial results on Tue, 08 Sep 2026, available at https://investors.missionproduce.com/news-releases/news-release-details/mission-producer-announces-fiscal-2026-third-quarter-financial. ABM reported fiscal third-quarter 2026 results on Tue, 08 Sep 2026, at https://abm.gcs-web.com/news-releases/news-release-details/abm-reports-fiscal-third-quarter-2026-results. ROIV announced positive results from the Phocus study of mosliciguat on Tue, 08 Sep 2026, found at https://investor.roivant.com/news-releases/news-release-details/roivant-announces-positive-results-phocus-study-mosliciguat. Recent filings include UNFI's 10-K on 2026-09-14, DRI's 10-K on 2026-07-24, PPIH's 10-Q on 2026-09-09, MRK's 10-Q on 2026-08-07, and WLTH's 8-K on 2026-09-09. EPM declared a $0.12 share cash dividend on Thu, 10 Sep 2026, at https://ir.evolutionpetroleum.com/news-releases/news-release-details/evolution-petroleum-declares-012-share-cash-dividend-fiscal-q1. IPHA filed a 6-K on 2026-09-10. HTTP requests returned the following hashes: KGF with hash dda88bf6ef8ad805, ASKUL with hash e6f0d85c03a37ce6, IPHAnews with hash 63c1ed7a93468887, and SOBI with hash d719eca30b8a5a99. The fund will preserve monitors 165, 168, 167, 137, and 22. No orders were placed. Research is ongoing, with a focus on reading originals and validating information for strong and new data, and cashing and re-verifying weak or absent data. IPHA has a conditional receipt and Q1-2028 condition on Sep 17.

A news scan found the headline related to a job for NOK, CAG, LW, and LUXE event bars, which replaces 235 with an exit of 0. This is a CONVEX research note, which includes delayed trades and not executable quotes, starting on 2026-09-14T19:15:58.004158+00:00. The note includes stock bars data with a status of 200, meaning the request was successful, and there are no more pages of data, indicated by 'next' being false. The data includes the following stocks: LUXE, LW, NOK, and CAG, with their respective prices, volumes, and trade counts on 2026-09-11 and 2026-09-14. Additionally, the note includes option bars data, also with a status of 200, and lists various options with their prices, volumes, and trade counts on the same dates. The note ends on 2026-09-14T19:15:58.434851+00:00.

The fund is for supply research only and is not eligible. The data is from September 14, 2026, at 19:15:54. The source of the data is https://runway.adityaperswal.workers.dev/data/stock-bars, which includes columns for the date, closing price, prior 20-day average, 50-day simple moving average, 20-day average daily range, signal, and age in days. The following stocks were researched: FRO with a price of 49.210 on September 11, 2026, STNG with a price of 84.520 on September 11, 2026, VIST with a price of 76.270 on September 11, 2026, SWKS with a price of 88.350 on September 11, 2026, CCJ with a price of 96.680 on September 11, 2026, HWM with a price of 229.610 on September 11, 2026, TEN with a price of 47.900 on September 11, 2026, KMT with a price of 29.440 on September 11, 2026, BWLP with a price of 25.130 on September 11, 2026, and LPG with a price of 55.180 on September 11, 2026. There were also SEC filings from VIST on September 8, 2026, SWKS on September 14, 2026, CCJ on July 31, 2026, and ALM on September 14, 2026. The ACP primary index is available at https://pancanal.com/en/maritime-services/advisory-to-shipping/. The SEC data source is https://data.sec.gov/submissions/CIK{10digitCIK}.json. The FRO ex-dividend monitor is 287, but no capture trade was made because the age is greater than 4, which is considered stale. Full filings require reading. There were 7 out of 7 attempted, but there were errors. The signal column should be read. TEN joint stress and BWLP training were rejected with code R91308. This is for research only, and no orders were placed.

A news scan found the headline about CONVEX research. This research is for information only and does not include real-time trade quotes, which are prices to buy or sell a stock. The research started on 2026-09-14 at 18:45:56.586669+00:00. The data includes information about option bars, which are sets of data about options, and stock bars, which are sets of data about stocks. The data for options includes the ticker ZUMZ261016P00015000, which had two trade bars. The first bar was from 2026-09-10 at 04:00:00Z and had a closing price of 0.9, a high price of 0.9, a low price of 0.85, 2 trades, an opening price of 0.85, and a volume of 11. The second bar was from 2026-09-11 at 04:00:00Z and had a closing price of 1.35, a high price of 1.35, a low price of 1.35, 1 trade, an opening price of 1.35, and a volume of 10. The data for stocks includes the tickers MLKN and ZUMZ. MLKN had two trade bars. The first bar was from 2026-09-11 at 04:00:00Z and had a closing price of 21.19, a high price of 21.4, a low price of 20.83, 9247 trades, an opening price of 21.24, a volume of 610758, and a volume-weighted average price of 21.211779. The second bar was from 2026-09-14 at 04:00:00Z and had a closing price of 21.25, a high price of 21.4696, a low price of 21.03, 5223 trades, an opening price of 21.32, a volume of 168797, and a volume-weighted average price of 21.221182. ZUMZ also had two trade bars. The first bar was from 2026-09-11 at 04:00:00Z and had a closing price of 14.55, a high price of 14.58, a low price of 13.84, 15736 trades, an opening price of 14.07, a volume of 1230949, and a volume-weighted average price of 14.23859. The second bar was from 2026-09-14 at 04:00:00Z and had a closing price of 14.215, a high price of 14.54, a low price of 13.635, 9565 trades, an opening price of 14.34, a volume of 609830, and a volume-weighted average price of 13.92038. The research ended on 2026-09-14 at 18:45:57.040553+00:00.

A news scan found the headline about a GIS event on September 23. This is a research note about the stock GIS, which means General Mills stock ticker symbol. CONVEX is a type of investment strategy. The research note says that trades were delayed and not executable as quotes, meaning they were not able to be traded. The research period started on 2026-09-14 at 18:45:54 and ended on 2026-09-14 at 18:45:55. The note includes data about the stock GIS, which had a price of 35.85 on 2026-09-11 and a price of 36.435 on 2026-09-14. The note also includes data about options, which are contracts to buy or sell a stock at a certain price. The options GIS261016C00040000 and GIS261016P00032500 had prices of 0.39 and 0.48 on 2026-09-11, and prices of 0.42 and 0.4 on 2026-09-14.

A news scan found the headline about Convex research. This is about delayed trade bars for stocks and option bars, which are not executable quotes. The data started on 2026-09-14T18:15:59.580126+00:00. The stock bars dataset had a status of 200, a cutoff of 2026-09-14T17:55:59.580126+00:00, and no next page. The stocks included HITI, ZUMZ, EPM, and HAIN. For example, HITI had a close price of 2.53, a high of 2.56, a low of 2.49, and a volume of 590556 on 2026-09-11T04:00:00Z. The option bars dataset also had a status of 200 and a cutoff of 2026-09-14T17:55:59.580126+00:00, with no next page. The options included HITI261016C00002500 and HITI261016P00002500. For instance, HITI261016C00002500 had a close price of 0.21, a high of 0.25, a low of 0.21, and a volume of 141 on 2026-09-11T04:00:00Z. The data ended on 2026-09-14T18:16:00.220553+00:00.

The fund is called Catalyst Research and it is for research only. It has a size of 0 and it is a compact receipt. The information comes from the PRE91108 archive. The update was made on 2026-09-14 at 18:15:59.701982+00:00. There are six panels of information. The first panel has 71 characters and a unique code of ac70cbce864373af. The second panel has 736 characters and a preview of a news article from TBNnews about Tamboran delivering first gas sales from the Beetaloo Basin. The third panel has 483 characters and a preview of a filing from CNXC, which is a stock ticker, with a filing date of 2026-08-14. The fourth panel has 416 characters and a preview of an event from Tamboran. The fifth panel has 1708 characters and a preview of an announcement from Scholar Rock about FDA approval of a drug called ISEMBYLD. The sixth panel has 2979 characters and a preview of a blog post from Neovolta about home battery safety. The seventh panel has 325 characters and a preview of a group of stocks, including SRRK, SCHL, and PRAX, and a decision to exit a call option for NEOV on September 22 and a call option for TBN on September 25.

The fund is for supply research only and is not eligible. The data is from September 14, 2026. The source of the data is https://runway.adityaperswal.workers.dev/data/stock-bars. The columns in the data feed include the date, close price, prior 20-day average, 50-day simple moving average, 20-day average daily range, signal, and age in days. A simple moving average, or SMA, is a calculation of the average price of a stock over a certain period of time. The following stocks were researched: FRO, STNG, VIST, SWKS, CCJ, HWM, TEN, KMT, BWLP, and LPG. The prices for these stocks on September 11, 2026, were: FRO at 49.210, STNG at 84.520, VIST at 76.270, SWKS at 88.350, CCJ at 96.680, HWM at 229.610, TEN at 47.900, KMT at 29.440, BWLP at 25.130, and LPG at 55.180. There were also SEC filings for VIST, SWKS, CCJ, and ALM. The ACP primary index is available at https://pancanal.com/en/maritime-services/advisory-to-shipping/. The SEC data source is https://data.sec.gov/submissions/CIK{10digitCIK}.json. The signal column should be read for further information. The research was for research purposes only and no orders were placed. The TEN joint stress and BWLP training were rejected with code R91308.

A news scan found the data: CONVEX delayed research only. The data includes stock rows with date, open, high, low, close, and volume, and option data with date, close, and volume. The time period is from 2026-09-14T17:46:01.866481+00:00 to 2026-09-14T17:46:02.321232+00:00 with a cutoff at 2026-09-14T17:26:01.866481+00:00. The data includes stock prices for BB, PLAY, SFIX, TCOM, and VRA, and option prices for calls and puts on these stocks. For example, the stock price of BB on 2026-09-11 was 7.62, with a high of 7.7285 and a low of 7.6, and a volume of 6896866. The option price of SFIX261016C00002500 on 2026-09-10 was 0.5, with a volume of 1. A list of the stock prices includes: BB, PLAY, SFIX, TCOM, and VRA. A list of the option prices includes: BB261002P00007000, BB261002P00007500, BB261016C00008000, PLAY261016C00010000, PLAY261016P00007000, SFIX261016P00002500, TCOM261016C00045000, TCOM261016P00035000, BB261002C00008000, BB261009P00007500, SFIX261016C00002500, and SFIX261016C00005000.

A fund manager reviewed notes for the Catalyst Research fund, which has a size of 0 and compact receipts. The origins of the fund are in the PRE91108 archive, and the review was done on 2026-09-14T17:16:05.203265+00:00. The manager looked at various panels, including SEC filings for HITI on 2026-08-31 and BFRI on 2026-09-14. They also reviewed news about Dave & Buster's Entertainment, Inc. and TSM, as well as information about EGTX and its conferences. Additionally, they checked the USITC website for information about BFRI and photodynamic therapy systems. The manager also noted that the ITC lifted a suspension on BFRI on September 1, 2026. The review consisted of 11 panels, and the manager advised reading the originals before taking action.

The Catalyst fund is currently in research mode only, with a size of 0, as of September 14, 2026, at 17:01:14 UTC. The fund is monitoring the following stocks: IONS, MIRM, GIS, and EAT, as well as CAG. The fund manager has preserved 126 positions with an exit value of 0. The Securities and Exchange Commission (SEC) filings for IONS, MIRM, GIS, and EAT are available at the following links: IONS SEC filing on September 4, 2026, MIRM SEC filing on September 8, 2026, GIS SEC filing on July 1, 2026, and EAT SEC filing on August 12, 2026. A news scan found the headline that Barclays maintains an overweight rating on Ionis Pharmaceuticals and lowers its price target to $85 on September 9, 2026. GIS has a conference and review scheduled for September 8, 2026, at 19:00 UTC, and the fund manager will check the replay. The fund manager is also monitoring the earnings release for GIS on September 23, 2026, at 13:00 UTC, with a question-and-answer session. The baseline expectations for GIS are an EPS of $3.00-3.20 for the fiscal year 2027, with organic growth of -1.5% to +0.5% and savings of $750 million. The fund manager has set a frozen paper window from September 16 to September 21 and will review the results. EAT has an investor day scheduled for September 17, 2026, and an earnings call on October 28, 2026. The fund manager will review the results and reverify the first news release. The fund manager has set a frozen T5 holdout of -19.2065% and will not make any automatic trades. The fund manager will verify the full pipelines and early news for the stocks being monitored.

The Catalyst fund, which is for research only and has a size of 0, was updated on September 14, 2026, at 17:01:13 UTC. The fund manager reviewed the following SEC filings: CHWY on September 9, 2026, ASO on September 9, 2026, and LOVE on September 10, 2026. The manager also reviewed an 8-K filing from SFIX on July 28, 2026. Additionally, the manager looked at news releases from SAIL, KFY, and LOVE, which were published on September 9 and 10, 2026. The manager also checked the FDA website for information on GRAL, which has a meeting scheduled for September 23, 2026. The manager noted that the SEC filings may not be up to date with the latest news. The manager will review the results of LOVE on September 10, and SFIX on September 24, after the market closes on September 23. The manager also noted that the GRAL meeting on September 23 is not for approval. The manager will use a strong cash position to record and validate results, and a weak or early position to cash out and reverify. No automatic orders were placed.